Welcome to Gem Compliance Consulting
A different approach to financial services regulation
Gem Compliance provides a wide range of practical solutions, tailored to meet our clients' specific circumstances and regulatory risks.
We don’t offer ‘pre-packaged’ solutions. We will work from our standard material or adopt standard approaches which have been developed through a number of years experience working with different clients. However our solutions are designed to be appropriate and proportionate for each and every firm individually depending upon the nature, scale and complexity of the business.
Our services are particularly geared towards new businesses seeking support on applying for FSA Authorisation for the first time, newly authorised firms and expanding businesses where the principals’ primary focus is likely to be on client-facing activities and on growing the business.
A key benefit of working with Gem Compliance is that regulators will recognise that you are working with an experienced and professional compliance consultancy to assist you in fulfilling your regulatory responsiblities.
We don’t offer ‘pre-packaged’ solutions. We will work from our standard material or adopt standard approaches which have been developed through a number of years experience working with different clients. However our solutions are designed to be appropriate and proportionate for each and every firm individually depending upon the nature, scale and complexity of the business.
Our services are particularly geared towards new businesses seeking support on applying for FSA Authorisation for the first time, newly authorised firms and expanding businesses where the principals’ primary focus is likely to be on client-facing activities and on growing the business.
A key benefit of working with Gem Compliance is that regulators will recognise that you are working with an experienced and professional compliance consultancy to assist you in fulfilling your regulatory responsiblities.
Contact us
Edinburgh office
9/10 St Andrew Square
Edinburgh
EH2 2AF
Tel +44 (0) 131 718 6051
9/10 St Andrew Square
Edinburgh
EH2 2AF
Tel +44 (0) 131 718 6051
London office
Parkshot House
5 Kew Road
Richmond
Surrey
TW9 2PR
Tel +44 (0) 208 334 8065
Parkshot House
5 Kew Road
Richmond
Surrey
TW9 2PR
Tel +44 (0) 208 334 8065
Please call Gillian Gallacher or email gillian@gemcompliance.com
Download our brochure
Click the image above to download a copy of our corporate brochure.
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